1. Copy of valid passport.
2. Copy of valid Residential Visa (For UAE Residents).
3. Copy of UAE Family Book/Marsoom (For UAE Nationals Only).
4. Copy of valid National EID (Both sides).
IBAN Certificate issued by the client’s bank (The certificate must be dated & stamped if not, it will be rejected by market). The same is
for receiving cash dividends.
Plus, specific documentation depending on:
If a Minor (below 21 years):
- Copy of Valid Passport, EID and residential Visa of the guardian (If Father).
- In case of a guardian other than the Father, a true copy of guardianship order issued by the court shall be provided.
If a Representative:
- A Copy of a duly authenticated and valid Power of Attorney must be provided with a copy of representative’s EID and passport.
- A Power of Attorney issued from other countries must be authenticated by the official authorities and the UAE embassy in those countries.
- Letter addressed to ADX and another to DFM requesting to issue investor number, signed by authorized signatory/signatories, (Not necessary If NIN is already issued).
- Copy of Memorandum of Association and valid Commercial/Trade License.
- Authorized Signatory/Signatories Letter (Not necessary if the same is mentioned at the Memorandum of Association).
- Copy of the authorized signatory/signatories valid Passport and National ID.
- List of Authorized Traders along with their contact details and copy of their valid passport and National ID.
- Register of Board Directors.
- Register of shareholders (exceeding 5%).
- IBAN certificate issued and stamped by the company’s bank (if the same was not dated it will be rejected by market) the same is for receiving cash dividends.
- Tax certificate.
- Memorandum of Association.
- Commercial/Trade License.
- Power of Attorney issued outside the UAE.
Please complete and submit this form along with valid required document.
Please complete and submit to us the following forms, as well as your valid required documents.
- SHUAA Securities Personal Data Amendment Form.
- ADX Investor Data Amendment Form.
- DFM Data Amendment Form.
Please complete and submit this form along with valid UAE ID.
Please deposit cash in any of our bank accounts attached and confirm to us from registered Email or phone number.
Please complete and submit this form or send clear instruction from your registered Email or phone number.